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Explainable Reinforcement Learning (XRL): A Literature Survey

Mr. Data Bugger

Introduction


Reinforcement Learning (RL) has shown significant advancements in solving complex tasks, but the lack of interpretability limits its adoption in high-stakes applications. Explainable Reinforcement Learning (XRL) aims to bridge this gap by providing insights into model behavior, state transitions, reward structures, and policy decisions. This blog explores various approaches to XRL, categorized into model explanation, state explanation, reward explanation, and task explanation.


Model Explanation


Model explanation focuses on generating interpretable policies and decision-making processes.

Method

Explanation Technique

SHAP – Deep Explainer

Utilizes SHAP (SHapley Additive exPlanations) values to explain model outputs by assigning importance to each feature. Source

Autonomous Policy Explanation

Summarizes policies using structured causal models to elucidate decision-making.

Policy Summarization

Generates concise summaries and allows query-based explanations of policies.

Dot to Dot

Constructs deep symbolic policy representations for better interpretability.

Self-Explainable LMUT

Employs Linear Model U-Trees and decision trees to visualize and explain policies.

Limitations:

  • Existing methods often require curated datasets and specific use cases.

  • The trade-off between interpretability and performance is not always well understood.



State Explanation


State explanation aims to provide insights into why an agent takes specific actions given a state.

Method

Explanation Technique

History Trajectory Analysis

Examines past actions and their influences on current decisions.

Object Saliency Maps

Highlights important objects in the environment that affect decision-making.

Future Prediction

Forecasts future states to justify current actions.

Contrastive Explanation via ESP

Offers contrastive justifications for different actions to explain why certain decisions were made over others.

Limitations:

  • Requires extensive trajectory analysis.

  • Contextual saliency may not always align with human intuition.



Reward Explanation


Understanding reward structures is essential for interpreting RL behavior.

Method

Explanation Technique

Reward Decomposition

Breaks down rewards into interpretable components to clarify their contributions. Source

Shapley Q-values

Applies Shapley values for fair credit assignment among agents in multi-agent settings. Source

COMA Shapley Credit Assignment

Allocates reward contributions in cooperative multi-agent scenarios.

Reward Shaping

Modifies reward signals to enhance learning and interpretability.

ELLA

Enhances reward explanations using causal analysis techniques.

Limitations:

  • Requires knowledge of underlying reward functions.

  • Reward shaping may influence learning dynamics in unintended ways.



Task Explanation


Task-level explanations focus on hierarchical decomposition and zero-shot learning.

Method

Explanation Technique

Whole Top-Down Structure

Explains tasks hierarchically to show the breakdown of complex tasks into simpler subtasks.

Zero-shot Composition

Demonstrates how agents generalize to new tasks without prior specific training.

Hierarchical Policy

Structures policies into interpretable sub-policies for clarity.

Simple Task Division

Decomposes complex tasks into simpler, manageable steps.

MARL Explainers (CARE)

Provides explanations for policies in multi-agent reinforcement learning environments.

Limitations:

  • Hard to generalize across different environments.

  • Requires well-defined task hierarchies.



Conclusion


Explainable RL is a crucial research area aimed at making RL models more interpretable and trustworthy. While significant progress has been made in model, state, reward, and task explanations, challenges remain in generalizability, dataset dependencies, and balancing interpretability with performance. Future work should focus on standardizing evaluation metrics and improving human-centered explanations.

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